About this opportunity
iCapital lists this Senior VP, Broker-Dealer Compliance & Distribution opportunity in greenwich, Connecticut. Review the employer’s description below for duties, qualifications and application requirements.
Job description
A leading financial services firm in Connecticut is seeking a Senior Vice President for the Broker Dealer and Distribution Compliance team. This role includes designing and maintaining compliance programs, overseeing key compliance functions, and mentoring staff. Candidates should have 12-15+ years of relevant experience, particularly in a FINRA-registered environment, and possess strong leadership and communication skills. A comprehensive benefits package and competitive salary are offered, with a salary range of $190,000 to $225,000.
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Worksite address
greenwich, CT, 06831, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.