About this opportunity
Drake & Associates, LLC lists this Strategic Chief Compliance & Risk Leader opportunity in milwaukee, Wisconsin. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Drake & Associates, LLC seeks an experienced Chief Compliance Officer to lead the firm's compliance program as a hands-on expert and strategic partner. This senior role requires owning daily compliance activities, managing regulatory filings, audits, and risk assessments, and advising leadership on risk and growth opportunities.
The CCO will develop policies, monitor advertising compliance, oversee licensing and disclosures, and deliver training to employees and advisors, partnering across the
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Worksite address
milwaukee, WI, 53244, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.