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Job description
Dinsmore Compliance Services, LLC seeks a Chief Compliance Officer at our Cincinnati, OH location to lead client engagements and form deep relationships as a key member of the client's team. The CCO provides oversight and strategic direction for investment adviser, municipal adviser, and broker-dealer clients.
Responsibilities include maintaining Rule 206(4)-7 compliance programs, coordinating annual reviews and audits, and ensuring regulatory reporting meets requirements.
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Worksite address
cincinnati, OH, 45208, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.