About this opportunity
Associate Staffing lists this Supervision Support Professional (Series 7 required) opportunity in tempe, Arizona. Review the employer’s description below for duties, qualifications and application requirements.
Job description
The Company:
If you would like to know a bit more about this opportunity, or are considering applying, then please read the following job information.
Fortune 500 Financial Services Corporation
What You Will Be Doing:
This role is part of the Supervision Support team and serves as a key resource for advisors and internal partners by providing guidance on supervision-related platforms, industry regulations, and licensing or continuing education requirements. Team members act as the first point of contact for a wide range of inquiries, combining regulatory knowledge with a strong customer service approach.
Ideal Candidate:
We’re seeking collaborative, service-oriented professionals who thrive in fast-paced environments. Success in this role requires excellent communication skills, attention to detail, and the ability to handle complex questions while maintaining a positive and solution-focused mindset.
What You Can Expect:
Growth Opportunities: You'll receive consistent coaching and feedback with opportunities to expand your licensing and grow into more senior roles.
Professional Development:
Team members are encouraged to pursue additional licenses (such as the Series 66, 24, or 9/10) to support long-term career progression.
Supportive Culture: The team fosters a collaborative environment with readily available support, promoting shared learning and continuous improvement.
Requirements:
Licensing: FINRA SIE, Series 7
1+ year of recent customer service experience within financial services
Knowledge of FINRA, SEC, and state regulatory requirements
Knowledge of mutual funds, annuities, and general securities
Strong written and verbal communication skills
Quick learner with ability to adapt in a dynamic environment
Excellent multitasking, attention to detail, and follow-up skills
Solid problem-solving abilities
Preferences:
Knowledge of securities licensing and insurance licensing
Financial services experiences focused on investment products.
Proactive collaboration and service-based responses with business partners on escalated issues
Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint, and SharePoint. xhqgsiq
Equal Opportunity Employer:
Associate Staffing is an Equal Opportunity Employer and does not discriminate against any employee or applicant for employment based on race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other protected status under applicable law. We are committed to creating a diverse and inclusive work environment and welcome applicants from all backgrounds to apply for open positions with our company.
Worksite address
tempe, AZ, 85285, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.