About this opportunity
LPL Financial LLC lists this SVP & Associate General Counsel, Financial Services opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
LPL Financial LLC is seeking a Senior Vice President, Associate General Counsel to provide strategic legal counsel for its broker-dealer and advisory platforms. You will lead a team, guide regulatory strategies, and support financial services while managing legal risks.
The ideal candidate will possess expertise in SEC and FINRA regulations and have experience in complex, highly regulated environments. This position offers a competitive salary range and comprehensive benefits, including health options and 401(k) matching.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.