About this opportunity
Dawn Taylor Associates, Inc. lists this Trade Operations Associate Director – NYC/Hybrid opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Our client, a NYC international Financial Services firm, seeks a Trade Operations Associate Director. This role provides comprehensive support to clients, resolves issues, and mentors staff. Outstanding opportunity offers a hybrid schedule and reports to the Director, Head of Operations.
Responsibilities:
Oversee timely and accurate processing of trades internationally and domestically
Manage client onboarding of new accounts, sub-accounts and managed funds
Lead operational projects, including cross-functional initiatives and system upgrades
Process trade confirmations for fixed income, equities and treasuries
Perform daily position reconciliations ensuring trade capture and processing
Serve as primary contact for internal and external audits providing remediation updates
Manage full trade life cycle from booking through settlement
Complete TRACE reporting, create JIRA tickets and support UAT
Identify initiatives to streamline processes and improve controls
Resolve settlement breaks and discrepancies working with clients and counterparties
Maintain adherence to operational procedures ensuring compliance with regulatory standards and internal governance
Train staff
Requirements:
Bachelor’s or Master’s Degree in Finance or associated major
7-10+ years of experience in Operations, Middle Office, Back Office or Trade Support
Series 7 or SIE AND Series 99 required
Proficiency with FINRA, TRAQS, DTCC Alert and CTM preferred
Proven track-record in global markets settlement
Outstanding project management and trade support knowledge
Ability to deliver time-sensitive execution and outstanding client service
Excellent verbal and written communication skills
Base salary $129k-160k + discretionary bonus +outstanding benefits
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.