About this opportunity
Barings LLC lists this Trading Compliance Lead — Senior Associate opportunity in charlotte, North Carolina. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Barings LLC in Charlotte, NC seeks a Senior Associate/Associate Director for Trading Practices Compliance to oversee day-to-day surveillance of trading activities and assess risk compliance with firm policies. The role interfaces with Portfolio Management, Trading, Legal, Risk, and Operations to mitigate regulatory exposure and protect Barings’ interests.
The successful candidate will lead surveillance on best execution, MNPI, wall-crossing, and policy development, while staying abreast of
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Worksite address
charlotte, NC, 28245, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.