This job is closed
Applications are no longer available for this announcement. Explore current related opportunities below.
Job description
LPL Financial is seeking an experienced attorney to serve as Vice President, Assistant General Counsel, Brokerage, reporting to a Senior Vice President. The role centers on strategic legal advice for the broker-dealer, investment advisory businesses, and related platform conversions.
The ideal candidate has extensive experience with Securities Exchange Act, FINRA, and SEC regulations, strong legal writing, and the ability to manage a substantial docket autonomously in a fast-paced environment.
#J-18808-Ljbffr
Worksite address
fort mill, SC, 29715, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.