About this opportunity
HW3 lists this VP Audit Global Investment Banking opportunity in northern, Kentucky. Review the employer’s description below for duties, qualifications and application requirements.
Job description
We are partnered with a leading global financial institution who are looking to hire a Vice President within its Internal Audit team, focused on Global Investment Banking.
The role will provide audit coverage across investment banking activities, working closely with senior stakeholders across the business, Risk, Compliance and other control functions. The VP will be responsible for leading and contributing to risk-based audits, assessing the effectiveness of the control environment and providing challenge around key business and regulatory risks.
Key responsibilities include:
Lead and execute audits across Global Investment Banking and related business activities
Assess key business, operational, conduct and regulatory risks
Evaluate the design and effectiveness of internal controls
Manage audits through planning, fieldwork, issue identification and reporting
Build relationships with senior stakeholders across the first and second lines of defense
Identify emerging risks and contribute to ongoing risk assessments and audit planning
Provide clear, commercially minded challenge to the business
Support the development of more junior members of the audit team
Ideal background:
Internal Audit experience within a bank or financial institution
Strong knowledge of Investment Banking / Corporate Banking / Capital Markets products and associated risks
Experience auditing front-office businesses or working closely with investment banking stakeholders
Strong understanding of financial services regulation and control environments
Ability to independently manage complex audits and senior stakeholder relationship
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.