About this opportunity
Dexian lists this VP, Compliance & Regulatory Strategy opportunity in new york, New York. Review the employer’s description below for duties, qualifications and application requirements.
Job description
Dexian is seeking a Vice President (Compliance) in New York, NY, responsible for ensuring compliance with regulations such as the Investment Adviser Act. The role involves overseeing compliance programs, conducting surveillance activities, and preparing compliance reports. Ideal candidates will have a minimum of 8 years of experience in compliance within the investment advisory sector, knowledge of key regulations, and excellent communication skills. Join a welcoming environment focused on equal opportunity and inclusivity.
#J-18808-Ljbffr
Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.