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Job description
Nasdaq Private Market is seeking a Vice President-level Manager to lead the Control Room within Compliance. You will own day-to-day information barriers between investment banking, research, ATS, capital markets, and advisory functions, managing MNPI and restricted lists.
You will supervise a direct report, coordinate with Legal and Deal Teams, and develop training and policy updates to reflect regulatory changes; this role reports to the CCRO.
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.