About this opportunity
Tdpfund lists this VP of Compliance & Regulatory Strategy — Rapidly Growing RIA opportunity in dallas, Texas. Review the employer’s description below for duties, qualifications and application requirements.
Job description
A private equity investment firm in Dallas seeks a hands-on Vice President of Compliance to oversee its regulatory compliance program. The role demands over five years of compliance experience, preferably with SEC-registered firms, and a demonstrated ability to scale compliance functions. Responsibilities include managing SEC relations, building compliance infrastructure, and developing automated reporting workflows. Candidates should possess strong leadership skills and knowledge of compliance technologies, with a competitive compensation package offered including base salary and equity ownership.
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Worksite address
dallas, TX, 75215, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.