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moomoo

VP, Regulatory Finance — In-Office Compliance Leader

jersey city, NJ

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About this opportunity

moomoo lists this VP, Regulatory Finance — In-Office Compliance Leader opportunity in jersey city, New Jersey. Review the employer’s description below for duties, qualifications and application requirements.

Job description

Futu US Inc. in Jersey City, NJ seeks a senior VP-level Regulatory Reporting leader to drive SEC/FINRA/CFTC/NFA and state filings across affiliated entities. You’ll oversee net capital, customer reserve computations, and annual examinations, shaping internal controls and audit readiness.

The role collaborates with Finance, Compliance, Operations, and Technology, ensuring regulatory integrity and timely reporting in a fast-paced environment. Office-based, in-office work is required.

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Worksite address

jersey city, NJ, 07390, US

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