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Job description
TD Securities US Compliance in New York is seeking a Vice President to lead the trade surveillance team with expertise in Fixed Income, Commodities, Options and Futures. You will oversee a team of specialists, advise on regulatory requirements, and manage risk while partnering with front office, technology and operations to support governance and reporting.
You will stay abreast of evolving regulations, drive process improvements, and contribute to a culture of risk management and prudent
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.