Wealth Advisor

Job description

SimpleWEALTH is a growing private wealth advisory firm, based in Garden City, NY, built for advisors who want to serve sophisticated clients across the full spectrum of wealth management. We currently focus on comprehensive advisory for high-net-worth and ultra-high-net-worth clients including business owners, multi-generational families, and clients navigating liquidity events, with capabilities spanning investment management, tax-aware planning, estate and succession coordination, private market access, and a full traditional public-markets platform. We operate as a fee-only fiduciary, SEC-registered investment adviser and are seeking experienced wealth advisors and supporting staff.

Our firm is affiliated with an established real estate and specialty finance platform with active operating businesses, properties, and investment-related entities. That affiliation provides advisors with immediate access to private market opportunities, operational infrastructure, advanced tax and planning resources, and industry relationships, not a cold start.

This is an opportunity to help build a family office advisory platform early, with flexibility to grow our AUM across the full client spectrum while leveraging internal deal flow, shared resources, firm-funded growth support, and long-term expansion plans.

Responsibilities

Serve as the lead fiduciary advisor for a book of high-net-worth and ultra-high-net-worth clients

Develop new business relationships with business owners, families, post-liquidity clients, and centers of influence

Build and manage comprehensive wealth plans spanning investment management, tax-aware planning, and estate and succession coordination

Position and allocate across the full platform including public equities, fixed income, structured products, and private markets such as private credit, real estate, and alternative strategies

Coordinate pre- and post-liquidity planning for business owners approaching a sale

Deliver ongoing client education and proactive communication on markets, planning strategies, and portfolio positioning

Coordinate with internal specialists across tax, estate, lending, and insurance to deliver an integrated client experience

Drive organic growth supported by firm-funded lead generation, events, and marketing

Maintain accurate records in the firm's CRM and planning systems

Maintain full compliance with SEC, firm, and fiduciary standards across all client activity

Requirements Series 65, or Series 7 + 66, or a qualifying professional designation (CFP, CFA, CPA) in lieu of exam where applicable

Minimum 5 years of experience as a wealth advisor, financial advisor, or private wealth professional with a demonstrated record of production

A portable book of business and established high-net-worth or business-owner relationships preferred

Clean regulatory and compliance record with no material U4 or U5 disclosures

Strong working knowledge of advanced planning concepts including tax-efficient exit structuring, trust and estate strategies, and alternative investments

Demonstrated ability to hold a sophisticated conversation with business owners and their tax and legal advisors

Proficiency with CRM and financial planning platforms and a comfort with technology-enabled workflows

Ability to manage a book independently while coordinating with internal service and planning teams

Entrepreneurial, builder mindset motivated to grow a practice rather than maintain one

Bachelor's degree required; experience serving business owners through liquidity events a plus

Worksite address

garden city, NY, 11536, US

Who can apply

Review the original listing for work authorization, qualifications and employer requirements.