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Job description
Schwab is seeking an experienced compliance professional to support its wealth management advisory programs and regulatory framework. In this individual contributor role, you will guide compliance for Schwab’s advisory offers, including SWAI and wrap platforms, and partner with leaders across Wealth and Asset Management Compliance.
You will lead monitoring activities, address complex issues, and help evolve the compliance program while coordinating with senior stakeholders in a dynamic,
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Worksite address
southlake, TX, 76092, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.