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Job description
LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This role focuses on providing strategic legal counsel to our broker-dealer and investment advisory businesses, managing a substantial docket and working with Compliance, Risk, and senior management to ensure regulatory approvals and compliant transitions.
The ideal candidate has 5-10 years of experience with securities laws, strong writing, and the ability
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Worksite address
new york, NY, 10261, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.