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Job description
TradeStation is seeking an experienced Chief Compliance Officer in Plantation, FL to lead the compliance program for a retail broker-dealer and futures commission merchant (FCM). This hands-on role ensures SEC, CFTC, FINRA, NFA and state rule compliance and fosters a robust culture of compliance at the highest level.
You will oversee training, registrations, regulatory examinations, and cross-functional collaboration with Risk, Internal Audit and Legal to safeguard the business and drive
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Who can apply
Review the original listing for work authorization, qualifications and employer requirements.