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Job description
International Supervision Manager – Houston, TX
Merrill Wealth Management, part of Bank of America, seeks an International Supervision Manager (ISM) to supervise non‑US resident clients of US‑based International Wealth Advisors (IWAs) and International Financial Advisors (IFAs).
Responsibilities
Manage delegated compliance, administrative, and business functions for the Merrill Wealth Management Market Executive’s responsibilities.
Operate independently with minimal guidance, informing the Market Executive when necessary.
Monitor advisor and client activity to ensure compliance with firm and regulatory requirements, minimizing risk.
Coach advisors to support the company strategy and grow businesses.
Perform, monitor, and demonstrate adherence to internal and external standards, policies, laws, rules, and regulations related to client advice, sales practice activities, and conduct of market personnel.
Manage day‑to‑day Financial Advisor business needs while ensuring compliance with the bank’s policies.
Coach Financial Advisors, Client Associates, and others to drive adherence of policies and procedures.
Partner with advisors to manage risk of business growth initiatives in line with the bank’s risk appetite.
Required Qualifications
Currently hold SIE, Series 7, and Series 66 (or Series 63 and Series 65), Series 9 and Series 10 (or Series 8), or equivalent licenses.
Series 3 and 31 licenses, if warranted.
Minimum of 5+ years of professional experience.
Proven ability to manage risk, make sound decisions, and understand industry regulations, supervisory requirements, policies, procedures, wealth management concepts, and financial services products.
Key Qualifications for the Role
Ability to speak in terms of client needs and coach Financial Advisors accordingly.
Deep appreciation of a client‑centric strategy.
Strong interpersonal skills to coach advisors to mitigate risk through segmentation, disciplined investment practices, and proper documentation.
Strong analytical skills to identify trends, root causes, and implement improved risk‑mitigation processes.
Demonstrated strong and effective leadership style with clear communication, collaboration, and sound decision‑making.
Strong time‑management and organizational skills.
Desired Qualifications
Experience in the International Market.
Bachelor’s degree or equivalent work experience.
Market Supervision Manager experience or completion of Merrill’s Office Management Team Associate Development Program.
Bilingual Spanish speaking preferred.
Skills
Decision Making
Influence
Negotiation
Problem Solving
Risk Management
Adaptability
Business Acumen
Collaboration
Oral Communications
Relationship Building
Business Operations Management
Client Solutions Advisory
Planning
Talent Development
Written Communications
Minimum Education Requirement
High School Diploma / GED / Secondary School or equivalent.
Shift and Hours
1st shift (United States of America), 40 hours per week.
Equal Employment Opportunity Statement
Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.
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Worksite address
houston, TX, 77246, US
Who can apply
Review the original listing for work authorization, qualifications and employer requirements.